Week 8: Optimization and Efficiency
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Themes
We can strive for efficient processes or for overall efficiency (considering all components, energy, etc.)
Investment strategies for systems with multiple sub-processes needs to focus on the slowest rates.
Optimization for multiple criteria can be challenging.
Efficiency is related to the processes, it's not the goal for society.
Schedule for this lecture
- Two types of efficiency
- Process efficiency
- Overall efficiency - requires LCA
- Examples of seeking efficiency - houses
- The problem of multiple objectives
- conversion factors
- graphing optimal outcomes
- example
- Optimal management - efficiency isn't the goal
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Know-ledge |
Control |
Values Match |
Approach (Chapter) |
L |
L |
L |
Scenarios (18) |
L |
L |
H |
L |
H |
L |
Environ-Entrepreneur (20) |
L |
H |
H |
Sci. Adapt. Manage. (19) |
H |
L |
L |
Multi-Criteria (17) |
H |
L |
H |
Hedging/Diversification (17) |
H |
H |
L |
CPR institutions (16) |
H |
H |
H |
Optimal Proj. Man. (17) |
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1. Efficiency
Two definitions:
all of these are same units - efficiency is dimensionless or maybe 1/time
process efficiency
output / input
examples:
overall efficiency that includes machinery
output / (input materials and energy + machinery + other costs)
examples:
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2. Simple process Efficiency

input
output
waste
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3. Overall efficiency

process A
process B
formation requires 2 As for each B
overall efficiency = (rate of product formation) / (machinery A + machinery B)
example
process A = 10 * 0.5 = 5
process B = 10 * 0.5 = 5
formation of product 5 of A + 2.5 of B
total efficiency is 2.5 / 20 = 0.125
increase efficiency by
machinery A up to 20 --> efficiency goes to 5/30 = 0.167
or decrease B down to 5 --> 2.5 / 15 = 0.167
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4. Examples |
Houses
2 designs in USA
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houses.html

v Single family home
v50 year life time for house
vUse phase 91% of life cycle energy
vEEH 156 kWh m^-2 yr^-1
vSH 390 kWh m^-2 yr^-1
vEmbedded energy
vWood
vMetal in house and appliances
vConcrete
vLife cycle CO2
vEnergy efficient 370 metric tons
vTraditional construction – 1010 metric tons
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Houses
2 construction methods in Japan
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•VIH smaller and better insulated
•VIH home 59% higher energy per m^2 to build
•VIH 17% lower energy use
•VIH has more residents per m^2 – social context
•CO2 emissions calculations depend on assumptions
•But could lead to subsidies for companies that make VIH |
5. Multiple objectives
Using conversion factors:
Some we might agree on
- 1 gallon of gas = $4 = 6.3 lbs of liquid = 20 lbs of CO2 = 33.41 kWh
- 2.08 lbs CO2 per kWh for coal
- 1.22 lbs CO2 per kWh for natural gas
Some we might have to think about all the assumptions
- salmon per forgone revenue
- CO2 avoided if we stopped buring wood inefficiently
Some are pure speculation -
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| Optimization surface |

tradeoffs
- red - linear tradeoff
- blue - interference
- green - synergism
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| Willamette Valley land use |

possible land uses
- Agriculture
- Managed forestry
- UGB
- Rural residential
- Conserved wild areas
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| Optimization surface |

possible outcomes
- upper left
- lower right
- point I -- below the surface
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6. Efficiency and optimizations are ways to solve problems
not the goal of society
you often hear - "if all other factors are the same" we should do things efficiently
need to study those other factors using multiple perspectives
Example of waste - it's not all the same
waste in the production and use of lumber
- trees that fall to the forest floor
- sawdust on the mill floor
- defective wood product that has already shipped to the consumer
Streamlined and highly efficient process
maybe overly sensitive to variability
may not be resilient to shocks - good or bad
As with other environmental problems
knowledge, control, values
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7. Conclusions
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| Announcement |
During finals week - i.e. week 11
"Extra credit" assigment
create an example that links to course learning objectives and has a graphic, reading assignment, video or simulation
tell me which lecture it should be used in and what it might replace
tell me which assignment you want this score to replace (already get 2 throw outs)
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