Syllabus: Linguistics 411/511 Syntax

Spring 2002: MWF 11:35 to 12:40, NH 386

Professor: Lynn Santelmann, Ph.D.
Office: 239 East Hall
Phone and Voice Mail: 503-725-4140
E-mail: santelmannl@pdx.edu
Office hours: W 4-5 PM, F 10-11 AM


Course and Student Learning Objectives Requirements and Weighting
Description of Requirements and Grading Criteria Schedule of Readings, Exams and Assignments
Required Text: Syntax: A Generative Introduction, by Andrew Carnie. Blackwell Publishing

Course Objectives:

  • To develop an understanding of the basic theoretical constructs underlying generative syntax.
  • To learn basic structures and principles used in generative approaches to syntax.
  • To learn to use syntactic analysis to examine a variety of structures.
  • To learn to use syntactic argumentation to compare possible analyses of structures.
  • To apply syntactic structures and argumentation to novel structures and/or new languages.
  • Student Learning Objectives:
    At the end of Syntax, students should be able to:
  • Describe how syntax is a part of Cognitive Science
  • Define the difference between prescriptive and descriptive rules of grammar
  • Describe how to apply the scientific method to syntactic data
  • Define the three levels of linguistic adequacy: observational, descriptive and explanatory
  • Define parameter and its role in accounting for syntactic variation
  • Use morphological, semantic and syntactic information to identify word classes and phrase types
  • Determine the relationships within and between phrases and phrase markers
  • Use several different diagnostic tests to determine phrases and constituents
  • Summarize and apply arguments for constituent and phrasal structures for phrases, clauses and sentences
  • Summarize the arguments for X' (X-bar) structures
  • Apply X-bar structures to all types of phrases (lexical and functional)
  • Define thematic relations and theta roles
  • Explain how theta roles can be used to constrain syntactic structures
  • Define and illustrate the concepts of: S-structure, D-structure and transformations
  • Summarize the evidence for movement rules for different kinds of movement
  • Apply movement rules to several different kinds of structures: head-to-head movement, NP/DP movement, Raising and Wh-movement
  • Explain principles constraining syntactic structures and movement rules.
  • Describe and identify the differences between raising and control structures.
  • Employ phrase structure rules, movement rules and syntactic constraints to analyze sentences
  • Formulate, test and revise hypotheses about grammatical structures.
  • Students in 511 will also: Apply theoretical terminology and argumentation to current research in the areas of 1st or 2nd language acquisition or psycholinguistics.
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    Students with special needs:
    Please see me if you have a disability that may require some modification of the seating, testing or other class requirements so that appropriate arrangements may be made.

    Format of the course:
    The course will combine a lecture/discussion format with in-class exercises (at least once a week). These in-class exercises will serve to introduce you to some of the kinds problems and argumentation that you will be required to complete on assignments or exams.

    Study/Discussion Groups:
    It is often helpful to discuss ideas, problems or issues with other students. You will have some opportunity to do this in-class. However, it may also be useful to meet or discuss problems outside of class. Students are welcome to form their own study groups. In addition, I will make the Discussion List on WebCT available so all students can participate in on-line discussions, if necessary. Caution: The purpose of study groups is to facilitate learning, not to replace individual effort. All work that you turn in must still be your own. If there is clear evidence that it is not, all students involved will receive a "0" for the assignment.

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    Course Requirements & Weighting:

    411 511
    Homework 30% 25%
    Midterm Exams 35% 25%
    Final Exam 25% 25%
    Class Participation 10% 10%
    Journal Article Review 15%
    You must turn in at least 75% of the homework and both the midterms and final to pass.

    Requirements and Grading Criteria:
    Exams
    There will be two midterm and one final exam. The final will be cumulative. Exams will be graded on a point scale. An A or A- will fall between 91-100% of the points, a B+, B, or B- will fall between 90-81% of the points, a C, C+, or C- will fall between 80% and 71%. Late exams will not be allowed, except in case of emergency (see below). In the case of emergency, you must contact me within 3 days of the exam. Note: Students in 511 must receive 83% or better to satisfy the syntax requirement for the MA degree.

    Homework Assignments
    Homework assignments will be drawn from the textbook. Students in 511 may be asked to complete additional exercises, and will be asked to lead some in-class discussions of problems assigned. All assignments must be legible, in ink, with pages stapled together. Exact problems to hand in and due dates will be announced in class. If you miss class, it is your responsibility to get the assignments.

    Homework assignments will be graded on a point scale. An A or A- will fall between 91-100% of the points, a B+, B, or B- will fall between 90-81% of the points, a C, C+, or C- will fall between 80% and 71% . Note: Students in 511 must receive 83% or better to satisfy the syntax requirement for the MA degree.

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    Participation
    Participation:
    During the quarter, you will be regularly asked to contribute to the group as a whole. In addition, you will be asked to participate in small group problem-solving or discussions. These activities are important for your learning of syntax, so participation and attendance are critical. In addition, these activities will require you to come to class prepared.

    Participation will be graded on:

  • Regular attendance
  • How well prepared you are for the class
  • Appropriate contributions to both small and large group discussion
  • Ability to respond appropriately to classmates' questions, comments and discussion.
  • For students in 511 (Graduate students), the participation grade will also include leading in-class discussion of problem sets
  • Appropriate contributions includes:
  • monitoring the tone and the amount of your own speech
  • allowing others a chance to speak
  • facilitating others' contributions
  • plus other definitions we may develop as a class throughout the quarter.
  • Regular attendance and appropriate contribution to only small groups will earn a "C". Regular attendance and appropriate contribution to both large and small groups will earn a "B". Superior participation in both large and small groups will earn an "A". Irregular attendance and/or failure to participate in discussions will earn a "D" or lower. Consistent inappropriate contributions will be penalized by one letter grade or more. I will inform you in private if I think your contributions are inappropriate.

    Article Review (Graduate students, Ling 511 only)
    Graduate students will be asked to review one journal article (or possibly book chapter) using one of the following sub-areas covered in class: Binding Theory, X-bar Syntax, Movement (head-to-head movement, NP/DP movement, Raising or Wh-movement), Control, or Empty Categories. It is suggested that this article deal with more "applied" articles using theory, e.g., 1st or 2nd language acquisition. The review will include examining the author's (or authors') stance on theoretical constructs, a description of the area of syntax examined in the article, a description of the data used and a description of the arguments the author(s) build. Some assessment of the argumentation will also be asked for. More detailed guidelines will be given after the 1st exam.

    Emergencies/Missed Deadlines:
    If you are seriously ill or have a family emergency, you must notify me as soon as you know there might be a problem with meeting a deadline. My voice mail (503-725-4140) and e-mail: (santelmannl@pdx.edu) both work 24 hours a day, so you can call or send a message at any time. If you miss a deadline due to an emergency, I will need a written confirmation (on letterhead) of what the problem was.

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    Schedule and readings (subject to change)
    I will announce in class which of the assigned problems are to be handed in. It would behoove you, however, to do all of the problems.

    Week Topics Readings Problems
    Week 1 (Apr 1) Generative Grammar, Definitions, Linguistic Argumentation

    Fundamental Background: Rules, Trees, Parts of Speech

    Chapter 1

    Chapter 2

    Ch. 1: 1, 2, 4, 5, 6, 7

    Ch. 2: 1, 3, 4, 5, 6, 8, 11

    Week 2 (Apr 8) Structural Relations Chapter 3 Ch. 3: 1, 2, 3, 4, 5, 7
    Week 3 (Apr. 15) Binding Theory
    Midterm Exam 1
    Chapter 4 Ch. 4: 1, 2, 3, 4, 6
    Week 4 (Apr. 22) X-bar Theory Chapter 5 Ch. 5: 1, 2, 3, 4
    Week 5 (Apr. 29) Extending X-bar Theory Chapter 6 Ch. 6: 1, 2, 3, 4, 5, 6, 7
    Week 6 (May 6) Theta Roles & The Lexicon Chapter 7 Ch. 8: 1, 2, 3, 4, 5, 6
    Week 7 (May 13) Midterm Exam 2
    Head-to-Head Movement
    Chapter 8 Ch. 8: 1, 2, 3, 4, 5, 6, 8, 10
    Week 8 (May 20) NP/DP Movement Chapter 9 Ch. 9: 1, 2, 3, 4, 7, 10, 12
    Week 9 (May 27)
    No Class May 27th
    Raising, Control and Empty Categories Chapter 10 Ch. 10: 1, 2, 4, 5, 6
    Week 10 (Jun 3) Wh-movement, Constraints on Wh-movement

    Journal Article Reviews due 

    Chapter 11 Ch. 11: 1, 2, 5, 6, 7, 8
    Final Exam: Thursday, June 13th 12:30 to 14:20 (in the same room)

    Other Important Dates:
    May 3: Last day to drop a class without instructor approval; last day to change grading option.
    May 24: Last day to drop a class with dept. permission.

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