John S. Ott (c2021, 2022)
Department of History
Portland State University
HST 355U - Late Medieval Europe, 1100-1450
READING
GUIDE #1 : STUDY QUESTIONS
for
(1) THE DICTATUS PAPAE (Dictation
of the Pope) (1075);
(2) GREGORY VII'S ADMONITION TO HENRY IV (1075);
(3) HENRY'S RESPONSE TO GREGORY'S ADMONITION (1076);
AND
(4)
LAMPERT OF
HERSFELD'S ACCOUNT OF CANOSSA (c. 1077)
The collection of four primary sources here -- called "primary" both
because they are written by medieval authors and because we use them as
main sources
for our understanding of the period -- focus on the bitter contest
between
an important eleventh-century pope, Gregory VII (1073-1085), and the
German
king, Henry IV (1056-1106). (To access these readings from Miller's
sourcebook,
go to the Millar Library main page --> click the Course Reserves tab
-->
type in 'Ott' (or the course number) --> click 'Online Access' under
the
course Reading Folder --> view Full Text / enter Odin credentials
when
prompted. Scroll down the readings list to 'Miller.Power and the Holy'.
This
will bring up the .pdf of the readings!). Henry was a fairly young king
--
only 25 -- and Gregory a much older figure (he was about 60): a
seasoned veteran of
Roman politics and a committed reformer of the church. Before their
relationship
turned sour, Gregory saw Henry as an ally in his ambitious attempts to
reform
the Christian church by improving the conduct and standards of its
clergy,
eliminating abuses such as simony (by which clerical office was bought,
sold,
or bartered), enforcing bans on clerical fornication and promoting
celibacy, and ending the practice
of laymen -- such as the German kings -- appointing bishops and other
clerical
officials to their office. The latter was known as "lay investiture,"
and
it has conferred the traditional name given to the bitter feud between
popes and kings of
this period known as the Investiture Controversy.
Each document has a brief introduction -- it will be helpful to read
these
before diving in -- plus an overview below.
1. Dictatus papae (Dictate of Pope), March 1075
The first of our sources, the Dictatus papae (Pope's
Dictation), consists
of a list of 27 legal rubrics. 'Rubrics' were so called because in law
collections,
they were highlighted in red -- the better to see them on the page.
Normally,
they would be followed by the textual source or authority that
demonstrated
the rubric's claim, but in this document, the proof sources are
missing.
Only the 'title' remain. Most of the rubrics in this list were
cornerstones
of church law or represented established and well-supported legal
positions
of the medieval Catholic church. But not all. Several -- items 2, 5,
12,
24, 27 -- were disputed, had vague legal precedents, or were flatly
rejected
by some legal authorities. This list is useful, then, for offering
insight
into Gregory VII's legal thinking around his papal authority, but we
must
be careful about assuming that this list of rubrics therefore equalled
"the
law". Enforcement was, of course, an entirely separate matter.
2. Admonition to Henry and Henry's Response
to
Gregory's Admonition (1075-1076)
The second and third documents are letters exchanged between Gregory
and
Henry, each claiming rights and authority vis-a-vis the other.
Gregory's
frustration in document 20 was a result of Henry installing several
northern
Italian bishops and continuing to associate with a number of his
advisors,
who had been excommunicated earlier for their role in installing an
imperial
candidate as bishop of Milan. Henry was made livid by the pope's
letter.
He called a council of German and Italian bishops and denounced the
pope.
Two things are worth noting, from Henry's perspective: (1) Henry had
just
come off a major military victory over Saxon rebels a few months
earlier,
and was feeling politically secure; and (2) Henry's father, Henry III
(1039-1056), and German kings before him going back to 962, had been
directly
responsible for installing several popes.
3. Lampert of Hersfeld's Account of the
Meeting
between Henry and Gregory at Canossa (1077)
The final document, a narrative by a German monk named Lampert of
Hersfeld,
details the encounter of Henry and Gregory in the hillside fortress of
Canossa
in north-central Italy, in the dead of winter in January 1077. The pope
had
by then excommunicated Henry -- cutting him off from all communion with
the
church -- and was actively supporting a rival king in Germany named
Rudolf
of Rheinfelden, who, to add insult to injury, was Henry's
brother-in-law.
Henry, no longer flush from his triumph over the Saxons, was by then in
a
tough spot politically and militarily, and Gregory knew it. Henry
trekked
over the Alps to Canossa, confessed his sins and performed penance, and
then
was confronted by one more surprise demand by Gregory VII: that he
submit
to an ordeal by consecrated bread. This was no idle challenge, as it
forced
Henry to put his immortal soul where his mouth was in guaranteeing the
terms
of their agreement. Henry demurred and asked for the ordeal to be
postponed
till a later date. Gregory at this point had Henry right where he
wanted
him, though his advantage would be temporary.
Questions
1) One of the challenges at the outset of this course is being dropped
into
a historical era without much foreknowledge. Based on your reading, if
you
had to describe the eleventh century to a complete stranger, where
would
you begin, and why? Would you start with social organization (what is
it?)?
Would you begin with social roles and expectations (what are they?)?
How
would you describe the role of the clergy or priesthood?
(2) We start off at the very pinnacle of the medieval political and
religious
hierarchy: the pope (Gregory VII) and the German king. What fundamental
ideas
about their authority and conceptions of their relationship to one
another
do each seem to have? What rights does each claim over the other, and
on
what foundations (legal, religious, or otherwise) do their claims to
these
rights rest?
(3) What does the public sphere of the eleventh century look like? How
does
one wage a war of words and ideas in an era (long) before social media?
At
a basic level, how did individuals communicate with one another? Who,
or
what, did they rely on to get their message across? How were ideas
shared,
debated, and transmitted?